ASIC has banned Antonio Simeone from providing financial services for five years. Mr Simeone is the current director, authorised representative, key ...

ASIC has cancelled the Australian financial services (AFS) licence of Adelaide-based financial services provider, Simeone Pty Ltd (Simeone), ...

ASIC has cancelled the Australian financial services (AFS) licence of PDM Capital Pty Ltd (PDM Capital).The licence was cancelled on the basis that ...

ASIC has made an interim stop order preventing Fawkner Property Ltd (Fawkner) from issuing or transferring interests in Private Property Trust No. 20 ...

On 1 August 2022, the former auditor of the collapsed entity Big Un Limited, Graham Rothesay Swan, was convicted for failing to conduct the audit of ...

ASIC has suspended the Australian financial services (AFS) licence of Alice Springs-based financial services provider HJ Shortland & Co Wealth ...

ASIC has banned Albert Christen Walters, known as Chris Walters, from performing the functions of an officer and a responsible manager of a financial ...

Registrations are now open for the ASIC Annual Forum and Dinner to be held on 3–4 November 2022.   ASIC Chair Joe Longo said, ‘This will be the first ...

ASIC has placed interim stop orders on three financial firms in response to deficiencies in the target market determination (TMD) for their products. ...

ASIC has released its enforcement and regulatory update for 1 April to 30 June 2022 (REP 733). During the quarter, we continued to focus on ...