Following an ASIC investigation, over-the-counter (OTC) derivatives provider Sirius Financial Markets Pty Ltd, trading as ‘Trade360’, has surrendered ...

The Griffin Coal Mining Company Pty Limited (ACN 008 667 285) has been convicted of failing to meet its financial reporting obligations and failing ...

ASIC has disqualified construction industry director Serge Golman of Vaucluse, NSW, from managing corporations for four years due to his involvement ...

Nizi Bhandari, of Bundoora, Victoria, has been charged with engaging in dishonest conduct in the course of carrying on a financial services business ...

ASIC has acted against eight self-managed superannuation fund (SMSF) auditors over the period 1 March 2022 to 30 June 2022. ASIC deregistered five ...

In proceedings issued by ASIC, the Federal Court has found that Select AFSL Pty Ltd (Select), BlueInc Services Pty Ltd (BlueInc) and Insurance ...

ASIC has adopted a temporary no-action position to enable large banks (‘eligible licensees’) to withhold the reporting of certain credit information ...

ASIC has commenced civil penalty proceedings in the Federal Court against Lanterne Fund Services Pty Ltd (Lanterne), alleging multiple failures to ...

ASIC has released Regulatory Guide 276 Superannuation forecasts: Calculators and retirement estimates (RG 276) and a new legislative instrument ...

ASIC has announced that it will routinely communicate negative findings from its reviews of audit files to directors, rather than the current ...