Trustees in Australia’s superannuation industry have revised their internal policies and procedures after an ASIC surveillance found significant ...

ASIC has banned Victoria-based former credit representative Rodney Peter Maher from engaging in credit activities, controlling other persons who ...

ASIC has banned Dominique Grubisa, the Sydney-based CEO and director of DG Institute Pty Ltd, from engaging in credit activity, providing financial ...

ASIC has commenced civil penalty proceedings in the Federal Court against Macquarie Bank Ltd for failing to adequately monitor and control ...

ASIC has banned Melbourne-based adviser Mark Christopher Babbage from providing financial services or engaging in credit activities for ten years. ...

ASIC has disqualified former cleaning and labour hire director Enrico Pucci of Sydney, NSW, from managing corporations for the maximum period of five ...

To help protect the integrity of self-managed superannuation fund (SMSF) audits, ASIC has taken action against 19 SMSF auditors since 1 July 2021. ...

Former used-car finance broker Daniel Wilson has been convicted and fined $1,000 in relation to four charges of obtaining financial advantage by ...

ASIC has extended the relief for superannuation trustees who give their members retirement estimates on a periodic statement. The existing relief has ...

ASIC has cancelled the Australian financial services (AFS) licence of Brendan Kennedy. ASIC cancelled the licence because Mr Kennedy failed to ...