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3624 media releases found matching the topic "Financial services"
10 August 2020 MEDIA RELEASE
20-182MR ASIC permanently bans Brisbane finance broker and cancels credit licence

ASIC has permanently banned Jeffry Leonard Gordon, a Brisbane-based finance broker from engaging in credit activities. An ASIC investigation found ...

5 August 2020 MEDIA RELEASE
20-179MR ASIC consults on proposed product intervention order for the sale of add-on motor vehicle financial risk products

ASIC is seeking stakeholder feedback on a proposed product intervention order on the sale of add-on insurance and warranty products sold with motor ...

5 August 2020 MEDIA RELEASE
20-178MR Pershing sentenced for breaching client money offences

Pershing Securities Australia Pty Ltd (PSAPL) has been sentenced in Sydney’s Downing Centre Local Court to pay a total penalty of $40,000 after ...

4 August 2020 MEDIA RELEASE
20-177MR Former financial adviser sentenced to six years’ imprisonment for dishonest conduct

Graeme Walter Miller, a former financial adviser and director of Australian financial services licensee CFS Private Wealth Pty Ltd, was sentenced on ...

3 August 2020 MEDIA RELEASE
20-176MR Former director charged with fraud

Following an ASIC investigation, Mr Steven Philip Heaton of South Melbourne, Victoria, appeared in the Melbourne Magistrates’ Court on 29 July 2020 ...

30 July 2020 MEDIA RELEASE
20-171MR ASIC releases final updated guidance on complaints handling

ASIC has today released updated requirements for how financial firms deal with consumer and small business complaints – under their Internal Dispute ...

29 July 2020 MEDIA RELEASE
20-169MR ASIC bans Hobart adviser for five years

ASIC has banned Hobart-based financial adviser David Horton from providing financial services for five years for failing to comply with financial ...

28 July 2020 MEDIA RELEASE
20-168MR ASIC takes action to wind up illegal investment scheme MyWealth Manager

The Federal Court has made orders to wind up MyWealth Manager, an unregistered managed investment scheme (the Scheme). The Court found the Scheme had ...

24 July 2020 MEDIA RELEASE
20-167MR ASIC releases minor updates to RG 97

ASIC today released minor amendments to the fees and cost disclosure regime for issuers of superannuation and managed investment products.  A major ...

22 July 2020 MEDIA RELEASE
20-166MR ASIC will not appeal Federal Court decision on Westpac’s ‘responsible lending’ obligations

ASIC will not seek special leave to appeal to the High Court in the Westpac ‘responsible lending’ matter, following the full Federal Court’s 2-1 ...

Last updated: 23/03/2016 03:08