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3531 media releases found matching the topic "Financial services"
24 January 2020 MEDIA RELEASE
20-014MR ASIC permanently bans former NSW financial adviser Nicholas Ellis

ASIC has permanently banned former financial advisor Nicholas Ellis, of Valentine, NSW, from providing financial services and engaging in credit ...

23 January 2020 MEDIA RELEASE
20-012MR ASIC suspends AFS licence of Global Merces Funds Management

ASIC has suspended the Australian financial services (AFS) licence of Global Merces Funds Management Ltd (Global Merces) for a period of six months, ...

9 January 2020 MEDIA RELEASE
20-006MR ASIC encourages fair and effective insurance claims handling for people affected by the bushfires – warns against unscrupulous “service providers”

ASIC is committed to helping Australians affected by the devastating bushfires to rebuild their lives. ASIC Deputy Chair Daniel Crennan QC said that ...

8 January 2020 MEDIA RELEASE
20-005MR ASIC bans Northern NSW adviser for four years

ASIC has banned Northern NSW-based financial adviser David O’Brien from providing financial services for four years following an ASIC surveillance. ...

7 January 2020 MEDIA RELEASE
20-003MR ASIC further suspends the AFS licence of Halifax Investment Services

ASIC has extended the suspension of the Australian financial services (AFS) licence held by Halifax Investment Services Pty Ltd (Halifax) until 8 ...

6 January 2020 MEDIA RELEASE
20-002MR Former Gold Coast businessman Anthony Silver charged with fraud

Following an ASIC investigation, Mr Anthony Keith Silver (also known as Tony Silver) of Tasmania, has today appeared before the Southport Magistrates ...

6 January 2020 MEDIA RELEASE
20-001MR ASIC bans Perth SMSF adviser

ASIC has banned Perth-based adviser Wayne Blazejczyk from providing financial services for five years for failure to meet best interests obligations ...

20 December 2019 MEDIA RELEASE
19-371MR ASIC publishes findings from 2018–19 Regtech Initiative Series

Regulatory technology (regtech) will be a ‘must have’ for large firms in Australia’s financial services industry, according to ASIC’s Regtech ...

19 December 2019 MEDIA RELEASE
19-369MR ASIC consults on guidance for the new product design and distribution obligations

ASIC today initiated consultation on draft guidance for the new financial product design and distribution obligations. The new obligations come into ...

19 December 2019 MEDIA RELEASE
19-368MR Westpac ordered to pay $9.15 million penalty for 22 breaches of the Corporations Act

The Federal Court of Australia has today ordered Westpac Banking Corporation to pay a penalty of $9.15 million in respect of 22 contraventions of ...

Last updated: 23/03/2016 03:08