ASIC has today released a report on the state of competition in Australia’s funds management industry. ASIC commissioned independent research by ...

ASIC has published updated regulatory guidance on the prohibition of hawking financial products. ASIC’s updated regulatory guide (RG 38) reflects the ...

ASIC has noted a concerning trend of social media posts being used to coordinate ‘pump and dump’ activity in listed stocks, which may amount to ...

ASIC notes the decision by Mosaic Brands Limited (Mosaic Brands) to increase its lease make good provision to $8.3 million in its financial report ...

ASIC notes the decision by Academies Australasia Group Limited (Academies) to record a make good provision of $452,000 in its financial report for ...

ASIC has banned Dylan Christopher Rands, of Sydney, NSW, from providing financial services for five years after finding he engaged in market ...

ASIC has permanently banned former financial adviser Ross Andrew Hopkins from providing financial services or from controlling an entity carrying on ...

Criminal charges have today been filed against the Commonwealth Bank of Australia (CBA) in the Federal Court for the mis-selling of consumer credit ...

Former Halifax Investment Services Pty Ltd auditor Robert James Evett’s company auditor registration has been cancelled by the Companies Auditors ...

Members Equity Bank Limited (ME Bank) has appeared before the Federal Court, facing criminal charges for allegedly making false and misleading ...