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5024 media releases found
28 November 2019 MEDIA RELEASE
19-324MR CommInsure sentenced for hawking offences

The Colonial Mutual Life Assurance Society Limited, trading as CommInsure, has today been convicted of 87 counts of offering to sell insurance ...

27 November 2019 MEDIA RELEASE
19-323MR ASIC fee relief for bushfire-affected customers

ASIC is offering assistance for customers, including small businesses, who are affected by the current bushfires by providing relief from various ...

27 November 2019 MEDIA RELEASE
19-322MR Perth financial adviser banned for five years

ASIC has banned financial adviser Peter Jianchao Xu from providing financial services for five years following a surveillance of Mr Xu’s advice. Mr ...

27 November 2019 MEDIA RELEASE
19-321MR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptive statements in Client Protection Policy, and director knowingly concerned

The Federal Court of Australia has found Dover Financial Advisers Pty Ltd (Dover) engaged in false, misleading or deceptive conduct. The conduct in ...

26 November 2019 MEDIA RELEASE
19-320MR ASIC bans former director of Linchpin and Endeavour

ASIC has banned Paul Nielsen, a former director of Endeavour Securities (Australia) Ltd (Endeavour) and Linchpin Capital Group Ltd (Linchpin), from ...

26 November 2019 MEDIA RELEASE
19-319MR ASIC outlines approach to advice licensee obligations for the financial adviser code of ethics

As announced on 14 November 2019, ASIC has taken action to provide certainty to Australian financial services (AFS) licensees that they will not be ...

26 November 2019 MEDIA RELEASE
19-318MR Eco Energy devalues intellectual property assets

ASIC notes the decision by Eco Energy Group Limited (Eco Energy) to devalue its intellectual property assets by $49.6 million as a prior period error ...

22 November 2019 MEDIA RELEASE
19-317MR ASIC bans Melbourne adviser for SMSF advice

ASIC has banned financial adviser Jihad Soleiman, of Wollert, Victoria from providing financial services for six years. Mr Soleiman was an authorised ...

21 November 2019 MEDIA RELEASE
19-316MR Perth adviser banned for four years

ASIC has banned Perth-based financial adviser Lawrence O’Neill from providing financial services for four years. This follows an ASIC surveillance ...

19 November 2019 MEDIA RELEASE
19-315MR Former NAB branch manager sentenced for making false and misleading statements to NAB

Former Western Sydney NAB branch manager, Mathew Alwan, has been sentenced to 12 months imprisonment to be served by way of Intensive Corrections ...

Last updated: 04/07/2023 01:12