ASIC has concluded its investigation and consideration of the November 2020 market outage at the ASX. Additional licence conditions have been imposed ...

The Federal Court has found Melissa Caddick and her company, Maliver Pty Limited (Maliver), carried on a financial services business without holding ...

Former AMP financial adviser David Michael Fong and his Perth-based company Fong Financial Planners Pty Ltd have each been charged with engaging in ...

ASIC has commenced civil penalty proceedings in the Federal Court against MLC Limited for insurance policy and service failures resulting from poor ...

ASIC has today released Consultation Paper 351 Superannuation forecasts: Update to relief and guidance (CP 351) to seek stakeholder feedback on ...

Former financial adviser, Mr Ezzat-Daniel Nesseim, of Gordon NSW, has pleaded guilty to five criminal offences at the Downing Centre Local Court. Mr ...

ASIC today released a draft updated and expanded regulatory guide to consult on the way licensees should conduct remediations to return money owed to ...

ASIC has commenced civil proceedings in the Federal Court against A&M Group Pty Ltd for misleading, threatening and coercive conduct against ...

Mr Gregory Campbell, of Paradise Waters, Queeensland, has been sentenced to 12 months imprisonment, to be released immediately upon his own ...

Mr Colin Zampatti, of Hope Island Queensland, has appeared at the Southport Magistrates’ Court charged with breaching his directors’ duties. The ...