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ASIC has today issued regulatory relief to help reduce red tape and provide certainty for companies in external administration. The relief relates to ...
ASIC has cancelled the Australian financial services (AFS) licence of Pure Strategy Pty Ltd (Pure Strategy), effective 16 September 2021. This was ...
ASIC has banned Queensland-based financial adviser Frederick Steven Ackerman from providing financial services and performing any function involved ...
Mr Daniel Dixon, of Wodonga in Victoria, has been charged with making a false or misleading statement to ASIC. Following an ASIC investigation, it is ...
Mr Justin Benjamin James Brinkies, of Woodcroft, South Australia, has been disqualified from managing corporations for two years for his involvement ...
ASIC has today released a report on the state of competition in Australia’s funds management industry. ASIC commissioned independent research by ...
ASIC has published updated regulatory guidance on the prohibition of hawking financial products. ASIC’s updated regulatory guide (RG 38) reflects the ...
ASIC has noted a concerning trend of social media posts being used to coordinate ‘pump and dump’ activity in listed stocks, which may amount to ...
ASIC notes the decision by Mosaic Brands Limited (Mosaic Brands) to increase its lease make good provision to $8.3 million in its financial report ...
ASIC notes the decision by Academies Australasia Group Limited (Academies) to record a make good provision of $452,000 in its financial report for ...
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