Six reforms arising out of recommendations from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry ...

ASIC today announced the findings from its review of managed funds’ illiquid-asset valuation practices during the early stages of the COVID-19 . ASIC ...

Guodong Liu, a former mortgage broker and director of Wealth Investment Milestone Pty Ltd (WIM) and Aus Mortgage Pty Ltd (AUS), has had his criminal ...

ASIC has cancelled or suspended twenty-four Australian credit licences (ACL) between 1 January 2021 and 30 June 2021 for failing to be a member of ...

Jim (Dimitrios) Bakos of Thornbury, Victoria, has been charged with making a false or misleading statement to ASIC. Following an ASIC investigation, ...

On 6 August 2021, Mr Wael Kourieh of West Ryde, NSW, appeared in the Parramatta Local Court of NSW having pleaded guilty to one count of making false ...

Matthew Anthony Lyall of Shailer Park, Queensland, has been disqualified from managing corporations for four years after his involvement in six ...

David Brandi of Toorak, Victoria, has been disqualified from managing corporations for five years after his involvement in the failure of three ...

ASIC today released findings about superannuation funds’ annual members’ meetings. The findings are based on a surveillance of the inaugural meetings ...

Denise Anne Halfpenny of Rawson, Victoria, has been disqualified from managing corporations for four years after her involvement in three failed ...