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Life Trading Pty Ltd (‘Life Trading’) has paid a penalty of $200,000, and entered into an enforceable undertaking with ASIC, to comply with an ...
ASIC has updated its class order on exchange traded funds (ETF) to allow ETF issuers to use overseas market makers. ASIC has made ASIC Corporations ...
ASIC has extended existing licensing relief for public offer trustees to include all registrable superannuation entities to ensure that non-public ...
Mr Farmouz Farhaad Mohammed (also known as Fred Mohammed), of Hope Island, Queensland has been found guilty of three counts of fraud and sentenced to ...
Yuhui Weng of Sydney, NSW, has been disqualified from managing companies for three years. Mr Weng was disqualified for his role in the failure of two ...
On 15 June 2021, the Court of Appeal of the Supreme Court of Queensland delivered its decision regarding an appeal against conviction and sentence ...
ASIC has made new market integrity rules for capital, providing important protections for investors and the integrity of the market, whilst ...
The Administrative Appeals Tribunal (AAT) has dismissed an application for review of ASIC’s decision to permanently ban former financial advisor, Mr ...
ASIC today announced the results from its review of the financial reports of 85 listed entities for the year ended 31 December 2020. The review was ...
ASIC has today released an information sheet (INFO 256) on ongoing fee arrangements to provide greater clarity to financial advisers and advice ...
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