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5024 media releases found
20 December 2018 MEDIA RELEASE
18-389MR ASIC reviews allocations practices in equity raising transactions

ASIC's review of allocations in equity raising transactions underscores the potential impact of conflicts of interests in allocation decisions. ASIC ...

19 December 2018 MEDIA RELEASE
18-388MR ASIC suspends registration of Sydney liquidator Amanda Young

ASIC has suspended the registration of Ms Amanda Young as a liquidator indefinitely, with effect from 18 December 2018. The suspension was granted ...

19 December 2018 MEDIA RELEASE
18-387MR Undischarged bankrupt and banned NSW builder charged with making false and misleading statements to ASIC

Mr Matthew Geoffrey Rixon, of Lakes Entrance NSW, has appeared before the Gosford Local Court charged with making false and misleading statements in ...

19 December 2018 MEDIA RELEASE
18-386MR ASIC temporarily extends disclosure related relief for superannuation funds

The Australian Securities and Investments Commission (ASIC) has extended an ASIC relief instrument to allow additional time to consider the policy ...

18 December 2018 MEDIA RELEASE
18-385MR Queensland Court of Appeal confirms dishonesty findings

The Queensland Court of Appeal has today published reasons for judgment dismissing the appeals of Craig Robert White and Guy Hutchings, who were ...

18 December 2018 MEDIA RELEASE
18-384MR Dishonesty charges laid against former Sydney financial adviser

Former Sydney financial adviser, Mr Daniel McSweeny, has been charged with 20 dishonesty offences alleged to have been committed when he was a ...

18 December 2018 MEDIA RELEASE
18-383MR Victorian financial planner permanently banned from providing financial advice

ASIC has permanently banned Mr Ahmed Saad of Glenroy, Victoria, from providing financial services for dishonestly obtaining money from client retail ...

18 December 2018 MEDIA RELEASE
18-382MR ASIC cancels AFS licence of Evermore Money Management

ASIC has cancelled the Australian financial services (AFS) licence of Evermore Money Management Pty Ltd (Evermore) for failing to comply with several ...

18 December 2018 MEDIA RELEASE
18-381MR Lenders commit to improve credit card practices following ASIC review

Today ASIC has released Report 604  Credit card lending in Australia – An update (REP 604), which sets out the changes being made by lenders to help ...

17 December 2018 MEDIA RELEASE
18-380MR Beware banking scam impersonating ASIC

ASIC is warning the public to be wary of scammers claiming to be from ASIC in connection with Luxembourg Offshore Banking, also known as LUXOSB ...

Last updated: 04/07/2023 01:12