ASIC has cancelled the Australian financial services (AFS) licence of Octillion Partners Pty Ltd. ASIC determined that Octillion: did not comply ...

ASIC has permanently banned Melbourne based financial adviser Kudzanai Philip Dzawo from providing any financial services, performing any function ...

The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to permanently ban Sean John Sweeney from providing any financial services, ...

Metal Alpha Pty Ltd director Brett Paul Trevillian has pleaded guilty to forging portfolio performance verification reports when he was the ...

Two Western Australian directors have been convicted in the Perth Magistrates Court and fined $5,000 each for failing to comply with director ...

ASIC has commenced urgent proceedings in the Federal Court against Sunny Mahendra Prakash and his related companies, Principal Financial Services Pty ...

ASIC is calling on superannuation trustees to renew efforts to protect members from unscrupulous operators amid evidence of inadequate oversight of ...

Following an ASIC investigation, the Markets Disciplinary Panel (MDP) has fined J.P. Morgan Securities Australia Limited (JPMSAL) $775,000 for ...

ASIC is warning consumers to be wary after an ASIC review identified some cold calling operators using high-pressure sales tactics and online ...

The founder of listed bottled water producer Eneco Refresh, Henry Eng Chye Heng, has been sentenced to a recognisance release order upon providing ...