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5024 media releases found
15 May 2018 MEDIA RELEASE
18-138MR ASIC consults on code of ethics compliance schemes for financial advisers

The Australian Securities and Investments Commission has released a consultation paper outlining its proposed approach to approving and overseeing ...

14 May 2018 MEDIA RELEASE
18-137MR Charges against Shane Douglas Heal withdrawn

The Commonwealth Director of Public Prosecutions (CDPP) has withdrawn its charges against Shane Douglas Heal. Mr Heal faced three charges of fraud ...

14 May 2018 MEDIA RELEASE
18-136MR IT consultant charged with gaining unauthorised access to data and insider trading

IT consultant Steven Oakes, of Sydney, New South Wales, has been charged with a total of 115 offences for unauthorised access to data held in a ...

14 May 2018 MEDIA RELEASE
18-135MR ASIC consults on short selling proposals

ASIC is seeking feedback on various proposals relating to both naked and covered short selling. ASIC’s public consultation coincides with the ...

9 May 2018 MEDIA RELEASE
18-134MR ASIC permanently bans former Perth insurance broker

ASIC has permanently banned Perth insurance broker, Mr Antonino Gucciardi, from the financial services industry for misleading, deceptive and ...

8 May 2018 MEDIA RELEASE
18-133MR ASIC restricts Big Un Limited from issuing a reduced content prospectus

ASIC has restricted Big Un Limited (Big Un) from eligibility to issue a reduced-content prospectus until 2 May 2019. The decision means Big Un will ...

8 May 2018 MEDIA RELEASE
18-132MR ASIC takes action against NSW financial adviser

ASIC has commenced proceedings in the Federal Court of Australia against New South Wales financial adviser Graeme Walter Miller and three related ...

8 May 2018 MEDIA RELEASE
18-128MR Orica increases environmental provision

ASIC notes the decision by Orica Limited (Orica) on 7 May 2018 to increase the amount of its environmental provision by $115 million in its financial ...

4 May 2018 MEDIA RELEASE
18-131MR ASIC revises licensing regime for domestic and overseas market operators

ASIC has modernised and updated its regulatory guidance on the licensing regime for financial markets. Regulatory Guide 172 Financial markets: ...

4 May 2018 MEDIA RELEASE
18-130MR ASIC consolidates guidance on market integrity rules for market participants

ASIC has today published two regulatory guides that consolidate and replace guidance in seven regulatory guides for securities and futures markets ...

Last updated: 04/07/2023 01:12