Financial Choice Pty Ltd (Financial Choice), an Australian financial services provider, has paid two ASIC infringement notice penalties totalling ...

ASIC has permanently banned Ms Thuy Thi VU, a former finance analyst in Darwin, NT from the credit and financial services industries. Ms Vu, a ...

Mr Bradley Keith Silver, of Tasmania, has been arrested by Australian Federal Police officers and charged with multiple fraud and dishonesty ...

ASIC has permanently banned Gold Coast based financial adviser Mr Satvir Singh Birk from providing financial services. Mr Birk was an authorised ...

The Administrative Appeals Tribunal (AAT) has approved an agreement reached between ASIC and Jianyong (Jenny) Mao, of Queensland, to ban her from ...

The Rental Guys has paid $100,000 to regional customers after ASIC found they failed to meet their responsible lending obligations when renting white ...

ASIC is consulting on proposals to refine and update ASIC’s regulatory guidance on the licensing regime for financial markets. Consultation Paper ...

The Australian Securities and Investments Commission (ASIC) has banned Perth financial adviser Jason Sean Atkins from providing financial services ...

The Federal Court of Australia has ordered the winding up of 18  companies associated with the Macro Group, all of which have Desiree Veronica ...

ASIC visited twenty limited Australian Financial Services (AFS) licensees during 2016 – 2017 to assess how they were operating under their new ...