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5095 media releases found
8 December 2023 MEDIA RELEASE
23-332MR ANZ to pay $900,000 penalty for continuous disclosure failure

The Federal Court has today ordered Australia and New Zealand Banking Group Limited (ANZ) to pay a penalty of $900,000 for breaching its continuous ...

8 December 2023 MEDIA RELEASE
23-331MR ASIC disqualifies food services industry director for one and a half years

ASIC has disqualified former food services industry director Simon Cauchi of Albury, NSW, from managing corporations for one and a half years due to ...

8 December 2023 MEDIA RELEASE
23-330MR Financial Services and Credit Panel issues registration prohibition order

The Financial Services and Credit Panel (FSCP) has made a registration prohibition order against financial adviser Timothy Anderson from 7 December ...

6 December 2023 MEDIA RELEASE
23-329MR AAT affirms ASIC’s decision to ban Victorian adviser Pamela Anderson for two years

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to ban Ms Pamela Anderson, a Victorian financial adviser, from providing ...

6 December 2023 MEDIA RELEASE
23-328MR Instinet pays $670,500 penalty over ‘set and forget’ compliance culture

Instinet Australia Pty Ltd (ACN 131 253 686) (Instinet) has paid a penalty of $670,500 to comply with an infringement notice given by the Markets ...

6 December 2023 MEDIA RELEASE
23-327MR ASIC intervenes to protect retail investors from high-risk offers and business practices

ASIC has intervened to improve outcomes for a new wave of retail investors, disrupting potentially harmful offers of financial products and services ...

5 December 2023 MEDIA RELEASE
23-326MR Henry Eng Chye Heng pleads guilty to market manipulation

Henry Eng Chye Heng has pleaded guilty to one count of market manipulation and one count of creating a false or misleading appearance of active ...

4 December 2023 MEDIA RELEASE
23-325MR Director charged after ASIC investigation into Southeast Queensland property development companies

A former company director and undischarged bankrupt has been charged with numerous criminal offences in connection with multiple companies engaged in ...

1 December 2023 MEDIA RELEASE
23-324MR ASIC issues infringement notices to Morningstar for statements regarding exposure to weapon investments

Morningstar has paid $29,820 to comply with two infringement notices issued by ASIC in which ASIC alleged its investor funds were exposed to ...

30 November 2023 MEDIA RELEASE
23-323MR RACQ to pay $10 million for pricing discount failures

RACQ Insurance Limited (RACQ), has been ordered to pay a $10 million penalty by the Federal Court for potentially misleading customers in its product ...

Last updated: 10/08/2024 11:23