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5098 media releases found
31 May 2016 MEDIA RELEASE
16-172MR ASIC releases its third licensing activity report

ASIC today published its third report on its approach to licence applications. Report 478 Overview of licensing and professional registration ...

30 May 2016 MEDIA RELEASE
16-171MR ASIC consults on repealing ASIC class order on managed investment schemes

ASIC has today released a consultation paper proposing to repeal Class Order [CO 02/226] - Managed investment schemes - no issue required disclosure ...

30 May 2016 MEDIA RELEASE
16-170MR ASIC cancels AFS licence for failing to lodge financial statements

ASIC has cancelled the Australian financial services (AFS) licence of Winley Insurance Group Pty Ltd (Winley) for failing to comply with a number of ...

30 May 2016 MEDIA RELEASE
16-169MR ASIC releases new instrument for dealing in underlying investments to replace 'sunsetting' class orders

Following public consultation, ASIC has released new legislative instrument on dealing in underlying investments, replacing a number of class orders ...

30 May 2016 MEDIA RELEASE
16-168MR ASIC consults on 'sunsetting' class order about differential fees for registered managed investment schemes

ASIC today released a consultation paper proposing to remake its class order on differential fees for registered managed investment schemes, which is ...

30 May 2016 MEDIA RELEASE
16-167MR On-line lender to refund $35,000 after over-charging consumers

Following intervention by ASIC, Rescue Credit Pty Ltd (Rescue Credit), an online lender, has repaid in excess of $35,000 to consumers. These ...

27 May 2016 MEDIA RELEASE
16-166MR ASIC winds up Continental Coal

Following a successful application made by ASIC, the Federal Court of Australia (the Federal Court) has made orders winding up publicly-listed ...

27 May 2016 MEDIA RELEASE
16-165MR ASIC permanently bans Tasmanian man from providing financial services

ASIC has permanently banned Tasmanian financial advisor Kenneth David Drake from providing any financial services. Mr Drake was banned after ...

27 May 2016 MEDIA RELEASE
16-164MR ASIC launches new corporate governance resource

ASIC has today launched significantly enhanced corporate governance content on its website, to improve accessibility of ASIC’s corporate governance ...

27 May 2016 MEDIA RELEASE
16-163MR Former Perth financial planner permanently banned from financial services industry

ASIC has permanently banned a former Perth-based financial planner, Mr Tak Simson Kwok, from the financial services industry. Mr Kwok was employed ...

Last updated: 10/08/2024 11:23