Find a media release


5098 media releases found
18 December 2015 MEDIA RELEASE
15-396MR EU for NSW liquidator after failure to discharge duties

ASIC has accepted an enforceable undertaking (EU) from Sydney-based registered liquidator, Adam Edward Patrick Farnsworth, after an ASIC review of ...

17 December 2015 MEDIA RELEASE
15-395MR IronFX corrects disclosure about Australian regulation and counterparty arrangements

Following concerns raised by ASIC, retail OTC derivative issuer, IronFX Global Australia Pty Ltd (IronFX Australia) has taken steps to remove ...

17 December 2015 MEDIA RELEASE
15-394MR ASIC acts against Melbourne liquidator

ASIC has applied to the Federal Court in Melbourne to enquire into the conduct of Melbourne liquidator, Mr Ross John McDermott, concerning the ...

17 December 2015 MEDIA RELEASE
15-393MR Company Director convicted for making a false statement in a document lodged with ASIC

Mr Michael Malcolm Walker, a Sydney based company director has pleaded guilty and was convicted for lodging a document with ASIC that contained a ...

17 December 2015 MEDIA RELEASE
15-392MR ASIC remakes ‘sunsetting’ employee redundancy funds class order

Following public consultation, ASIC today made a new legislative instrument to replace the employee redundancy funds class order that was due to ...

17 December 2015 MEDIA RELEASE
15-390MR Update on licence conditions of two Commonwealth Bank financial planning businesses: ASIC releases second report into advice compensation program

ASIC today released KordaMentha Forensic’s second report on past activities by Commonwealth Financial Planning Limited (CFPL) and Financial Wisdom ...

16 December 2015 MEDIA RELEASE
15-389MR ASIC accepts voluntary undertakings from three Victorian liquidators

ASIC has accepted voluntary undertakings (VUs) from three Melbourne-based registered liquidators, Hamish MacKinnon, Keith Sutherland and Brendan ...

16 December 2015 MEDIA RELEASE
15-388MR ASIC releases draft guidance on review and remediation programs and proposed changes to record-keeping requirements for advice licensees

ASIC today released a consultation paper proposing guidance on review and remediation programs conducted by Australian financial services (AFS) ...

16 December 2015 MEDIA RELEASE
15-387MR Former Gunns Ltd chairman ordered to pay $500,000 pecuniary penalty for insider trading

Mr John Gay, former director and chairman of Gunns Limited, has been ordered to pay a $500,000 pecuniary penalty under the ...

16 December 2015 MEDIA RELEASE
15-386MR ASIC consults on addressing 'sunsetting' securitisation class order

ASIC has today released a consultation paper proposing to maintain relief that ASIC has previously provided from the requirement to obtain an ...

Last updated: 10/08/2024 11:23