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10 February 2015 MEDIA RELEASE
15-017MR Federal Court dismisses appeal by banned Wollongong financial adviser

The Full Federal Court has dismissed an appeal by Mr Mervyn Ross Tarrant of Albion Park, New South Wales, to overturn his seven-year banning from ...

10 February 2015 MEDIA RELEASE
15-016MR ASIC warns consumers about Shaun Gregory Morgan and companies associated with him

ASIC is warning the public not to deal with Shaun Gregory Morgan who is offering unlicensed financial services through a number of websites. In ...

6 February 2015 MEDIA RELEASE
15-015MR Johnson Matthey Companies fined for failing to lodge financial reports

Australian unlisted public companies Johnson Matthey Holdings Limited and Johnson Matthey (Aust.) Limited have been fined a total of $10,000 for ...

3 February 2015 MEDIA RELEASE
15-014MR ASIC Chairman’s travel spending and agenda

ASIC today released details of its expenditure associated with international travel by Chairman Greg Medcraft for the second half of 2014. Also ...

3 February 2015 MEDIA RELEASE
15-013MR ASIC concerns prompt Wide Bay to review lending standards

Bundaberg-based building society Wide Bay Australia Limited (Wide Bay) will improve its responsible lending practices following ASIC concerns with ...

3 February 2015 MEDIA RELEASE
15-011MR ASIC concerns prompt national warranty company to remove a potentially misleading representation

Following concerns raised by ASIC, National Warranty Company (NWC)  has agreed to remove statements on its website that implied that being regulated ...

2 February 2015 MEDIA RELEASE
15-010MR ASIC ensures QBE meets expected outsourcing standards for dispute resolution

QBE Insurance (Australia) Limited (QBE) will make changes to its outsourcing of escalated complaints and dispute resolution after ASIC raised ...

30 January 2015 MEDIA RELEASE
15-012MR ASIC bans Sydney insurance broker for three years

ASIC has banned Mr Warren Douglas Gelle, an insurance broker of Sydney, New South Wales from providing financial services for three years. Mr Gelle ...

30 January 2015 MEDIA RELEASE
15-009MR ASIC enforcement report - July to December 2014

ASIC today released its latest six-monthly enforcement report, detailing outcomes achieved between 1 July 2014 and 31 December 2014. ASIC achieved ...

28 January 2015 MEDIA RELEASE
15-008MR ASIC reports on decisions to cut red tape – June to September 2014

ASIC has released its latest report outlining decisions on relief applications covering the period 1 June to 30 September 2014. Businesses ...

Last updated: 10/08/2024 11:23