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5099 media releases found
19 December 2014 MEDIA RELEASE
14-342MR ASIC action restrains FX business and sole director from carrying on a financial services business

Foreign exchange (FX) business, Monarch FX Group Pty Ltd (Monarch FX) and its former director and general manager, Quinten Hunter, have been ...

19 December 2014 MEDIA RELEASE
14-341MR ASIC investigation prompts NuSep into enforceable undertaking

ASIC has accepted an enforceable undertaking (EU) from biotech company NuSep Holdings Limited following concerns over its corporate governance, ...

18 December 2014 MEDIA RELEASE
14-340MR Gippsland Secured Investments auditor deregistered

ASIC has cancelled the registration of the auditor of Gippsland Secured Investments (GSI) following a deficient audit of the since collapsed ...

17 December 2014 MEDIA RELEASE
14-339MR Avestra Asset Management fined for breaching takeover laws

Avestra Asset Management Limited has been convicted and fined for breaching takeover laws. Appearing in the Melbourne Magistrates Court on 16 ...

17 December 2014 MEDIA RELEASE
14-338MR ASIC cancels Protect Ensure’s AFS licence

ASIC has cancelled the Australian financial services (AFS) licence of Protect Ensure Pty Ltd. This follows their licence being suspended earlier this ...

17 December 2014 MEDIA RELEASE
14-337MR ASIC releases the first Australian Financial Attitudes and Behaviour Tracker

ASIC today released the Australian Financial Attitudes and Behaviour Tracker (the Tracker), a new piece of research that explores some key financial ...

16 December 2014 MEDIA RELEASE
14-336MR ASIC investigation leads to Interactive Brokers refunding $1.5 million to Australian customers

Following an investigation by ASIC, Interactive Brokers LLC (IB), a US-based online brokerage firm, will refund approximately $1.5 million in fees ...

15 December 2014 MEDIA RELEASE
14-335MR ASIC cancels registrations of SMSF auditors

ASIC has cancelled the registration of 440 Self-managed superannuation fund (SMSF) auditors who did not undertake or pass a competency exam necessary ...

12 December 2014 MEDIA RELEASE
14-334MR ASIC class order clarifies fee and cost disclosure requirements

Following a review of fee disclosure practices, ASIC today released a class order clarifying key fee and cost disclosure requirements for Product ...

12 December 2014 MEDIA RELEASE
14-333MR ASIC winds up nine abandoned companies that owed more than $310,000 in employee entitlements

ASIC has exercised its wind up powers to appoint liquidators to nine abandoned companies to assist employees of these companies to gain access to the ...

Last updated: 10/08/2024 11:23