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5099 media releases found
25 November 2014 MEDIA RELEASE
14-312MR ASIC cancels credit licence and bans director for 10 years

ASIC has cancelled the Australian credit licence (credit licence) of Net Finance (Corp) Pty Ltd (Net Finance) and banned its director, Mr Graham ...

20 November 2014 MEDIA RELEASE
14-309MR ASIC shuts down unlicensed FX business and removes its director from the industry

ASIC has taken action in the NSW Supreme Court to permanently shut down unlicensed foreign exchange (FX) business, Vault Market Pty Ltd (Vault ...

19 November 2014 MEDIA RELEASE
14-307MR Disallowance of FOFA regulations

ASIC notes the Senate has disallowed the Corporations Amendment (Streamlining Future of Financial Advice) Regulation 2014. ASIC will take a ...

18 November 2014 MEDIA RELEASE
14-306MR ASIC issues warning about unlicensed FX dealer YoutradeFX

ASIC has today cautioned Australian investors against dealing with the company or group YoutradeFX for trading in margin foreign exchange (FX). ASIC ...

17 November 2014 MEDIA RELEASE
14-304MR ASIC bans Victorian adviser from providing financial services

ASIC has banned Mr Scott Logan, of Torquay, Victoria, from providing financial services for seven years after an ASIC investigation found he breached ...

14 November 2014 MEDIA RELEASE
14-303MR ASIC proposes to cut red tape and encourage more electronic disclosure

ASIC is seeking feedback on proposals to make it easier for businesses to deliver financial services disclosures electronically while preserving ...

13 November 2014 MEDIA RELEASE
14-301MR AAT Corporation Limited fined for failing to lodge financial reports

Australian public company, AAT Corporation Limited, has been convicted and fined $27,000 for failing to lodge annual and half-yearly financial ...

13 November 2014 MEDIA RELEASE
14-300MR ASIC acts on trading in listed fund units

ASIC has accepted an enforceable undertaking (EU) from Aurora Funds Management Ltd (Aurora), the responsible entity (RE) of a number of ASX-listed ...

13 November 2014 MEDIA RELEASE
14-295MR ASIC issues further guidance on superannuation forecasts

ASIC has issued further guidance to assist superannuation fund trustees to provide their members with retirement estimates. The changes will allow a ...

11 November 2014 MEDIA RELEASE
14-299MR ASIC seeks court order to stop property promoter from providing unlicensed financial product advice on SMSFs

ASIC has commenced proceedings in the Supreme Court of New South Wales seeking interim and final orders to prevent property investment promoter, Park ...

Last updated: 10/08/2024 11:23