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11 November 2014 MEDIA RELEASE
14-298MR Victorian couple charged with $1.5 million fraud

Following an ASIC investigation, a Victorian couple have been charged with a $1.5 million fraud. Maureen Gael Johnston, 58, and Douglas Gordon ...

11 November 2014 MEDIA RELEASE
14-297MR ASIC review prompts Equanimity into enforceable undertaking

ASIC has accepted an enforceable undertaking (EU) from a Gold Coast-based financial planning and property management company, Equanimity Concepts Pty ...

7 November 2014 MEDIA RELEASE
14-294MR Focus for 31 December 2014 financial reports

ASIC today announced its areas of focus for 31 December 2014 financial reports of listed entities and other entities of public interest with many ...

6 November 2014 MEDIA RELEASE
14-292MR Trident Investment Management Pty Ltd pays $10,200 penalty for misleading statements

Trident Investment Management Pty Ltd (Trident), the Australian financial services representative for Australian Mutual Holdings Limited (AMH), has ...

6 November 2014 MEDIA RELEASE
14-291MR Former Genetic Technologies CEO convicted of market manipulation

Former Genetic Technologies Ltd director and chief executive Dr Mervyn Jacobson was yesterday convicted of 33 charges of market manipulation of GTG ...

5 November 2014 MEDIA RELEASE
14-290MR ASIC releases updated responsible lending guidance

ASIC has updated its guidance for credit licensees on their responsible lending obligations. The updated guidance reflects: a recent Federal ...

3 November 2014 MEDIA RELEASE
14-289MR AAT affirms ASIC’s banning of former Astarra investment manager

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to permanently ban former Astarra Asset Management Pty Ltd (AAM) director ...

31 October 2014 MEDIA RELEASE
14-287MR ASIC update of employee incentive scheme policy and release of class orders

ASIC has released an updated regulatory guide and new class orders on employee incentive schemes. Key points: ASIC is reducing business ...

30 October 2014 MEDIA RELEASE
14-286MR ASIC 2013–14 Annual Report tabled

ASIC’s annual report for the 2013–14 financial year was tabled on Wednesday 29 October 2014 in the Australian Parliament.  The annual report is now ...

28 October 2014 MEDIA RELEASE
14-285MR ASIC sets out areas for improvement in home insurance sales practices

ASIC has today released two reports exploring consumer experiences with the sale of home building insurance. Deputy Chairman Peter Kell said, ...

Last updated: 10/08/2024 11:23