ASIC today welcomed its agreement with the Bank of Queensland Limited (BOQ) for BOQ to pay approximately $17 million as compensation for losses ...

ASIC has banned Michael Richard Irwin, a Rockhampton-based former financial adviser, from providing financial services for five years. ASIC banned ...

Paul Anthony Scott, a Queensland-based accountant, has been charged with lodging false documents with ASIC. The offences are alleged to have ...

Invast Financial Services Pty Ltd (Invast), an Australian financial services (AFS) licensee based in Sydney, has paid $20,400 in penalties after ASIC ...

Financial advisers’ record-keeping obligations have been updated, following industry consultation. The updated obligations require Australian ...

Datasets from ASIC’s companies register are now accessible via the Australian Government data.gov.au website. Each month freely available data from ...

ASIC today reports on the results of two financial advice industry engagement projects conducted during the 2013–14 financial year. This work ...

ASIC and the Monetary Authority of Singapore (MAS) have entered into a Memorandum of Understanding (MOU) to allow trade repositories licensed in one ...

Westpac Banking Corporation (Westpac) has paid $20,400 in penalties after ASIC issued two infringement notices for potentially misleading statements ...

National Australia Bank, the Australian financial services licensee for UBank, has paid $40,800 in penalties after ASIC issued four infringement ...