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5099 media releases found
16 September 2014 MEDIA RELEASE
14-233MR ASIC urges prompt breach reporting by AFS licensees

ASIC has today announced a review of breach reporting by Australian financial services (AFS) licensees in response to concerns about inconsistencies ...

16 September 2014 MEDIA RELEASE
14-232MR ASIC reports on industry implementation of platforms guidance

ASIC today released a report on our review of the implementation of updated Regulatory Guide 148 Platforms that are managed investment schemes (RG ...

15 September 2014 MEDIA RELEASE
14-231MR ASIC warns consumers about First Forex, FiFx and FiFx Global

ASIC has warned consumers to be wary of a fake website promoting foreign exchange broker, First Forex. First Forex and related entities Fifx and ...

15 September 2014 MEDIA RELEASE
14-230MR ASIC grants first trade repository licence

ASIC has granted an Australian derivative trade repository (ADTR) licence to DTCC Data Repository (Singapore) Pte Ltd (DDRS). ASIC Commissioner ...

11 September 2014 MEDIA RELEASE
14-229MR BBY Limited pays $90,000 infringement notice penalty

BBY Limited (BBY) has paid a penalty of $90,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (MDP). The ...

11 September 2014 MEDIA RELEASE
14-228MR Merrill Lynch Equities (Australia) Limited pays $96,000 infringement notice penalty

Merrill Lynch Equities (Australia) Limited (Merrill Lynch) has paid a total penalty of $96,000 to comply with an infringement notice given to it by ...

11 September 2014 MEDIA RELEASE
14-227MR ASIC – sharing the secrets of successful savers

An online poll conducted by ASIC's MoneySmart has revealed the top five techniques used by successful savers.[1] Of those who are confident of ...

9 September 2014 MEDIA RELEASE
14-226MR ASIC cancels margin forex company's AFS licence

ASIC has cancelled the Australian financial services (AFS) licence of Global Derivative Services Pty Ltd (GDS) after an investigation found it failed ...

5 September 2014 MEDIA RELEASE
14-225MR ASIC Chairman’s travel spending and agenda

ASIC today released details of its expenditure on international travel by Chairman Greg Medcraft for the first half of 2014. Also released are Mr ...

5 September 2014 MEDIA RELEASE
14-224MR Car dealer issued with $42,500 infringement notice and agrees to refund consumers a further $36,250

Betar Prestige Cars Pty Ltd, trading as Audi Centre Parramatta (ACP), a car dealership in Parramatta, New South Wales, has been issued with a $42,500 ...

Last updated: 10/08/2024 11:23