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27 June 2014 MEDIA RELEASE
14-140MR ASICs audit inspection findings for 2012-13

ASIC today released the results of its risk-based inspections of audit firms for the 18 months to 31 December 2013. Our findings In our view, in ...

26 June 2014 MEDIA RELEASE
14-142MR ASIC statement on Senate Economics Committee report

ASIC notes the release today of the final Senate Economics Reference Committee's report into the performance of ASIC. ASIC will consider carefully ...

20 June 2014 MEDIA RELEASE
14-135MR ASIC permanently bans former Southport based financial adviser

ASIC has permanently banned Mr Grant Patrick Thompson, a Southport-based former financial adviser, from providing financial services. Mr Thompson ...

20 June 2014 MEDIA RELEASE
14-134MR ASIC permanently bans former financial services and credit representative

ASIC has permanently banned Mr Roy Whye Wah Moo of Doncaster East, Victoria, from providing financial services and engaging in credit activity. ...

17 June 2014 MEDIA RELEASE
14-132MR ASIC releases information sheet on super fee and cost disclosure and defers section 29QC

ASIC today released an information sheet on fee and cost disclosure requirements for superannuation trustees. The requirements are part of the ...

16 June 2014 MEDIA RELEASE
14-130MR ASIC permanently bans veteran adviser

ASIC has permanently banned Mr Nigel Keith Flowers, 49, of Coolangatta, Queensland, from providing financial services and engaging in credit ...

16 June 2014 MEDIA RELEASE
14-129MR ASIC guidance for disclosure on superannuation websites

ASIC today released guidance to help superannuation companies disclose information about superannuation funds and their trustees on their websites ...

16 June 2014 MEDIA RELEASE
14-128MR NSW liquidator ceases practice

ASIC has cancelled the registration of Wagga Wagga liquidator, Stephen Alan Jay, at his request. This follows discussions between ASIC and Mr Jay in ...

30 May 2014 MEDIA RELEASE
14-120MR Focuses for 30 June 2014 financial reports

ASIC today announced its areas of focus for 30 June 2014 financial reports of listed entities and other entities of public interest with a large ...

28 May 2014 MEDIA RELEASE
14-119MR ASIC seeks orders against book up provider for unconscionable conduct and Credit Act breaches

ASIC has commenced civil penalty proceedings in the Federal Court of Australia against Mr Lindsay Gordon Kobelt, the owner and operator of Nobby's ...

Last updated: 10/08/2024 11:23