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ASIC has recently completed two significant engagement programs with AFS licensees who advise retail clients. These programs are part of ASIC’s ...
ASIC today put forward a number of proposals to update the record-keeping obligations for those who provide financial advice. The move comes as ...
An ASIC report released today found that there is significant room for improvement on consumers' claims experiences for credit card-related consumer ...
ASIC has cancelled the Australian financial services (AFS) licence of Australian Public Trustees Limited (APT) after it was found they had breached ...
ASIC today released the fourth of its six-monthly enforcement reports, detailing enforcement outcomes achieved in the period 1 January 2013 to 30 ...
ASIC today released a consultation paper on proposals to relieve greyhound racing and breeding syndicate schemes from certain provisions of the ...
Consumers are again being urged to be wary of cold callers claiming to represent ASIC and MoneySmart. These offshore cold callers claim that your ...
On 15 July 2013 ASIC successfully applied for orders in the Federal Court to add five defendants to existing proceedings brought against Bradley ...
ASIC has entered into 29 supervisory cooperation arrangements with European Union (EU) securities regulators, agreeing to help each other supervise ...
ASIC has finished making its submissions in a court hearing to decide the future of the multi-million LM First Mortgage Income Fund (FMIF). The ...
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