Find a media release


5099 media releases found
31 July 2013 MEDIA RELEASE
13-197MR ASIC update on financial advice stakeholder engagement

ASIC has recently completed two significant engagement programs with AFS licensees who advise retail clients. These programs are part of ASIC’s ...

31 July 2013 MEDIA RELEASE
13-196MR ASIC to boost record-keeping obligations

ASIC today put forward a number of proposals to update the record-keeping obligations for those who provide financial advice. The move comes as ...

31 July 2013 MEDIA RELEASE
13-195MR Claiming on consumer credit insurance – a mixed bag

An ASIC report released today found that there is significant room for improvement on consumers' claims experiences for credit card-related consumer ...

30 July 2013 MEDIA RELEASE
13-194MR ASIC cancels licence of Australian Public Trustees Limited

ASIC has cancelled the Australian financial services (AFS) licence of Australian Public Trustees Limited (APT) after it was found they had breached ...

24 July 2013 MEDIA RELEASE
13-191MR ASIC enforcement report - January to June 2013

ASIC today released the fourth of its six-monthly enforcement reports, detailing enforcement outcomes achieved in the period 1 January 2013 to 30 ...

23 July 2013 MEDIA RELEASE
13-189MR ASIC consults on regulatory relief for greyhound racing and breeding syndications

ASIC today released a consultation paper on proposals to relieve greyhound racing and breeding syndicate schemes from certain provisions of the ...

23 July 2013 MEDIA RELEASE
13-188MR Consumers warned about another off shore cold calling scam impersonating ASIC

Consumers are again being urged to be wary of cold callers claiming to represent ASIC and MoneySmart. These offshore cold callers claim that your ...

19 July 2013 MEDIA RELEASE
13-185MR ASIC extends freezing orders in Wickham Securities Ltd collapse

On 15 July 2013 ASIC successfully applied for orders in the Federal Court to add five defendants to existing proceedings brought against Bradley ...

19 July 2013 MEDIA RELEASE
13-184MR ASIC and European Union authorities cooperate on alternative investment funds

ASIC has entered into 29 supervisory cooperation arrangements with European Union (EU) securities regulators, agreeing to help each other supervise ...

18 July 2013 MEDIA RELEASE
13-183MR ASIC intervenes in LM fund proceedings to end uncertainty

ASIC has finished making its submissions in a court hearing to decide the future of the multi-million LM First Mortgage Income Fund (FMIF). The ...

Last updated: 10/08/2024 11:23