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18 April 2013 MEDIA RELEASE
13-082MR ASIC cancels Flowers Financial Management Pty Limited's licence

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based company, Flowers Financial Management Pty Limited (Flowers ...

18 April 2013 MEDIA RELEASE
13-081MR Maintaining a healthy SMSF sector - Improving the quality of advice

ASIC today released Report 337 SMSFs: Improving the quality of advice given to investors (REP 337). The report summarises the findings from the ...

11 April 2013 MEDIA RELEASE
13-078MR Update on financial advisers exam

ASIC today provided an update on the proposal to introduce a national examination for financial advisers. ASIC has decided to delay work on the ...

9 April 2013 MEDIA RELEASE
13-075MR ASIC suspends AFS licence of LM Investment Management Limited

ASIC has suspended the Australian financial services (AFS) licence of LM Investment Management Limited (LM) for two years. LM is the responsible ...

9 April 2013 MEDIA RELEASE
13-073MR ASIC releases policy on cooperation and third enforcement report

ASIC today released its approach on dealing with people who cooperate with its investigations. Key points: It is ASIC policy to encourage and ...

5 April 2013 MEDIA RELEASE
13-072MR ASIC releases information sheets on Stronger Super provisions

ASIC today released four information sheets covering aspects of the Stronger Super reforms, including providing intra-fund advice and disclosure ...

28 March 2013 MEDIA RELEASE
13-066MR ASIC consults on trade reporting obligations for OTC derivatives

ASIC today proposed draft rules addressing the mandatory trade reporting obligations for over-the-counter (OTC) derivatives such as interest rate ...

27 March 2013 MEDIA RELEASE
13-065MR ASIC finalises regulatory framework for retail trading of Commonwealth Government Securities

ASIC has amended existing market integrity rules and related guidance to help with the introduction of retail trading of Commonwealth Government ...

27 March 2013 MEDIA RELEASE
13-064MR ASIC releases guidance for operating and financial reviews

ASIC today released a regulatory guide to improve disclosure in annual reports of listed entities. The operating and financial review (OFR) forms ...

25 March 2013 MEDIA RELEASE
13-063MR Public warned about scams impersonating ASIC and Sydney Credit Union

ASIC warns the public to be wary of an email claiming to be from Sydney Credit Union Ltd and which contains references to ASIC Chairman, Greg ...

Last updated: 10/08/2024 11:23