Former company director Shaobo Hu, of Melbourne, Victoria, has been sentenced to a 12-month good behaviour bond after being convicted for providing ...

ASIC is warning market participants that strong, targeted enforcement action will continue in the coming months as part of its focus on protecting ...

Mr Brett Paul Trevillian has been charged with four counts of making a false document to obtain a financial advantage under s253 of the Crimes Act ...

ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Shartru Wealth Management Pty Ltd (Shartru).  This ...

ASIC has cancelled the Australian financial services (AFS) licence of Stephen Wan Tat Chan (Licensee).  The licence was cancelled because the ...

ASIC has appointed Morgan Stanley Wealth Management Australia Pty Ltd (Morgan Stanley) to sell 2,061,343 ordinary shares (Sale Shares) in The Market ...

ASIC has taken civil action against director Sasha Hopkins and his company, The A Team Property Group, for alleged unlicensed conduct and operating ...

ASIC has lodged civil penalty proceedings in the Federal Court against Vanguard Investments Australia, alleging misleading conduct in relation to ...

ASIC has acted against eight self-managed superannuation fund (SMSF) auditors for breaches of their obligations. This included breaches of auditing ...

The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) have released key materials for ...