ASIC has banned Tanawha-based adviser Douglas Cecil Allen from providing financial services for three years. ASIC’s review of a sample of Mr Allen’s ...

ASIC has suspended the Australian financial services (AFS) licence of Global Pacific Solutions Group Pty Ltd (Global Pacific) for three years. ASIC ...

On 10 November 2022, ASIC suspended the Australian financial services (AFS) licence of Sydney based financial services provider Gigi Investment Group ...

ASIC has cancelled the Australian financial services (AFS) licence of Capital Capital Pty Ltd (Capital Capital). The license authorised Capital ...

ASIC has suspended the Australian financial services (AFS) licence of Lendfin Private Pty Ltd (Lendfin) until 1 March 2024. The licence authorises ...

ANZ has been penalised $10 million by the Federal Court in relation to its Home Loan Introducer Program (Introducer Program). The Introducer Program ...

ASIC’s ongoing financial reporting surveillance program and subsequent inquiries of a selection of 30 June 2022 annual reports has led to a further ...

Six of Australia's largest banking and financial services institutions have paid or offered a total of $4.7 billion in compensation, as at 31 ...

ASIC has made two interim stop orders preventing Interactive Brokers Australia Pty Ltd (Interactive Brokers) from issuing Stock Yield Enhancement ...

ASIC has taken court action against Green County Pty Ltd and Max Funding Pty Ltd for alleged unlicensed credit activity and other breaches of ...