Released 14 July 2016 This report outlines the key findings from reviews we conducted to examine the due diligence practices of issuers of ...

Released 23 June 2016 This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

Released 20 June 2016 This report presents the key findings of our compliance review of Australian financial services (AFS) licensees in the retail ...

Key findings from Wave 4: September 2015 – February 2016 Released 22 June 2016 The Australian Financial Attitudes and Behaviour Tracker provides a ...

Released 14 June 2016 This report presents the findings of our assessment of ASX Limited (ASX)’s listing standards. It also highlights a number of ...

Released 8 June 2016 This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and outcomes ...

Released 31 May 2016 This report outlines ASIC’s decisions on applications for the period from 1 July to 31 December 2015 (relevant period) for:   ...

Released 21 April 2016This report highlights the key issues that arose out of the submissions received on Consultation Paper 249 Remaking ASIC class ...

Released 30 March 2016 This report outlines the enforcement results achieved by ASIC during the period from 1 July 2015 to December 2015 (the ...

The market integrity report consists of a three minute video and this webpage. Watch the video Read the transcript of the video Read the media ...