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REP-474 - REPORT
REP 474 Culture, conduct and conflicts of interest in vertically integrated businesses in the funds-management industry

Released 21 March 2016 This report is about Australian financial services (AFS) licensees in the funds management industry with multiple business ...

REP-473 - REPORT
REP 473 Response to submissions on CP 239 Disclosure documents: Update to ASIC instruments and guidance

Issued March 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 239 Disclosure documents: ...

REP-472 - REPORT
REP 472 Response to submissions on CP 232 Remaking ASIC class orders on superannuation

This report highlights the key issues that arose out of the submissions received on Consultation Paper 232 Remaking ASIC class orders on ...

REP-471 - REPORT
REP 471 The sale of life insurance through car dealers: Taking consumers for a ride

Released 29 February 2016 This report presents ASIC’s findings in relation to the sale of the life insurance components of consumer credit insurance ...

REP-470 - REPORT
REP 470 Buying add-on insurance in car yards: Why it can be hard to say no

Released 26 February 2016 This report is for those with an interest in add-on insurance products (e.g. insurers, lenders, car dealerships, consumers ...

REP-469 - REPORT
REP 469 ASIC regulation of corporate finance: July to December 2015

Released 26 February 2016 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

REP-468 - REPORT
REP 468 Cyber resilience assessment report: ASX Group and Chi-X Australia Pty Ltd

Released 7 March 2016 This report presents the findings of our cyber resilience assessments of ASX Group and Chi-X Australia Pty Ltd. It also ...

REP-467 - REPORT
REP 467 Overview of decisions on relief applications - June to September 2015

Released 11 February 2016 This is a report for participants in the capital markets and financial services industry who are prospective applicants ...

REP-466 - REPORT
REP 466 ASIC’s work to reduce red tape

Released 28 January 2016 This report follows Report 391 ASIC’s deregulatory initiatives (REP 391), which was released in May 2014. It reports ...

REP-465 - REPORT
REP 465 Paying to get out of debt or clear your record: The promise of debt management firms

Released 21 January 2016 This report presents the findings of research into firms that promise to help consumers in financial hardship or with ...

Last updated: 20/10/2014 12:00