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REP-341 - REPORT
REP 341 Retail investor research into structured capital protected and capital guaranteed investments

Released 1 May 2013. This report was commissioned by ASIC and produced by Susan Bell Research. It sets out the results of research into retail ...

CP-340 - CONSULTATION PAPER
CP 340 Breach reporting and related obligations

Released 22 April 2021. Comments close 3 June 2021. This consultation paper sets out our proposals for providing guidance to Australian financial ...

REP-340 - REPORT
REP 340 Capital protected and capital guaranteed retail structured products

Released 1 May 2013. This report summarises the results of a ‘health check’, conducted in 2012, on the market in Australia for unlisted and ...

CP-339 - CONSULTATION PAPER
CP 339 Implementing the Royal Commission recommendations: The deferred sales model for add-on insurance

Released 11 March 2021. Comments closed 23 April 2021. This consultation paper seeks feedback on ASIC’s proposed approach to implementation of the ...

REP-339 - REPORT
REP 339 Review of the National Financial Literacy Strategy: Background report

Released 30 April 2013. This report is for people in the business, government, education and community sectors that have an interest in developing ...

CP-338 - CONSULTATION PAPER
CP 338 Remaking ASIC class order on parent entity financial statements: [CO 10/654]

Released 9 February 2021. Comments close 9 March 2021. This consultation paper sets out ASIC’s proposal to remake our class order on parent entity ...

REP-338 - REPORT
REP 338 Response to submissions on CP 185 Litigation schemes and proof of debt schemes: Managing conflicts of interest

Released 22 April 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 185 Litigation ...

CP-337 - CONSULTATION PAPER
CP 337 Externally administered companies: Extending financial reporting and AGM relief

Released 28 January 2021. Comments close 11 March 2021. This consultation paper is about extending the relief available under ASIC Corporations ...

REP-337 - REPORT
REP 337 SMSFs: Improving the quality of advice given to investors

Released 18 April 2013. In 2012, ASIC set up an SMSF taskforce to look at risks in the SMSF sector. ASIC reviewed the quality of a sample of ...

CP-336 - CONSULTATION PAPER
CP 336 Financial requirements: Treatment of lease assets

Released 11 December 2020. Comments close 26 February 2021. This consultation paper is for Australian financial services (AFS) licensees and their ...

Last updated: 20/10/2014 12:00