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REP-524 - REPORT
REP 524 Market integrity report: July to December 2016

Financial markets fund the economy and, in turn, economic growth. But they can't do this without the trust and confidence of investors. ASIC’s Market ...

REP-523 - REPORT
REP 523 ASIC’s Innovation Hub and our approach to regulatory technology

Released 26 May 2017 This report provides an update on the work of ASIC’s Innovation Hub and outlines our approach to financial technology, ...

REP-522 - REPORT
REP 522 Response to submissions on CP 272 Remaking ASIC class orders on time-sharing schemes

Released 12 April 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 272 Remaking ASIC ...

REP-521 - REPORT
REP 521 Further review of emerging market issuers

Released 6 April 2017 This report provides key observations on regulatory issues relating to entities listed on Australian markets with substantial ...

REP-520 - REPORT
REP 520 Response to submissions on CP 248 Remaking ASIC class orders on reporting by foreign entities

Released 4 April 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 248 Remaking ASIC class ...

REP-519 - REPORT
REP 519 Response to submissions on CP 268 Licensing relief for FFSPs with a limited connection to Australia

Released 29 March 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 268 Licensing relief ...

REP-518 - REPORT
REP 518 Assessment of Sydney Stock Exchange Limited’s listing standards

Released 30 March 2017 This report presents the findings of our assessment of Sydney Stock Exchange Limited’s listing standards under s794C of the ...

REP-517 - REPORT
REP 517 Response to submissions on CP 263 risk management systems of responsible entities: Further proposals

Released 27 March 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 263 Risk management ...

REP-516 - REPORT
REP 516 Review of mortgage broker remuneration

Release 16 March 2017 At the request of the Government, ASIC conducted a review of the mortgage broking market to determine the effect of current ...

REP-515 - REPORT
REP 515 Financial advice: Review of how large institutions oversee their advisers

Released 17 March 2017 In July 2015, ASIC commenced a project to review how effectively Australia’s largest banking and financial services ...

Last updated: 20/10/2014 12:00