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REP-321 - REPORT
REP 321 Market assessment report: Board of Trade of the City of Chicago Inc. and Chicago Mercantile Exchange Inc

Released 18 December 2012. This assessment covers the period 23 June 2011 to 27 June 2012 (the assessment period). Download REP 321 (PDF 158 KB) ...

CP-320 - CONSULTATION PAPER
CP 320 Remaking ASIC class order on changing scheme constitutions: [CO 09/552]

Released 2 August 2019. Comments close 23 August 2019. This consultation paper sets out ASIC’s proposal to remake our class order which modifies the ...

REP-320 - REPORT
REP 320 Response to submissions on CP 177 Electricity derivative market participants: Financial requirements

Released 13 December 2012. This report highlights the key issues that arose out of the submissions received on Consultation Paper 177 Electricity ...

CP-319 - CONSULTATION PAPER
CP 319 Securities lending by agents and substantial holding disclosure

Released 29 July 2019. Comments closed 9 September 2019. This paper explains how the concept of relevant interest in s608 and 609 of the Corporations ...

REP-319 - REPORT
REP 319 Response to submissions on CP 182 on the best interests duty and related obligations and CP 183 on scaled advice

Released 13 December 2012. This report highlights the key issues that arose out of the submissions received on Consultation Paper 182 Future of ...

CP-318 - CONSULTATION PAPER
CP 318 Remaking ASIC class order on departed former temporary residents’ superannuation: [CO 09/437]

Released 10 July 2019. Comments close 21 August 2019. This consultation paper sets out ASIC’s proposal to remake, without significant changes, Class ...

REP-318 - REPORT
REP 318 Response to submissions on CP 171 Strengthening the regulation of research report providers

Released 10 December 2012. This report highlights the key issues that arose out of the submissions received on Consultation Paper 171 ...

CP-317 - CONSULTATION PAPER
CP 317 Unsolicited telephone sales of direct life insurance and consumer credit insurance

Issued 18 July 2019 This consultation paper is for insurers and Australian financial services (AFS) licensees who sell life insurance or consumer ...

REP-317 - REPORT
REP 317 Audit inspection program report for 2011–12

Released 4 December 2012. This report summarises the observations and findings identified by ASIC’s audit inspection program in the 18 months to ...

CP-316 - CONSULTATION PAPER
CP 316 Using the product intervention power: Short term credit

Released 9 July 2019. Comments close 30 July 2019. This consultation paper sets out ASIC’s proposal for using our product intervention power in Pt ...

Last updated: 20/10/2014 12:00