Released 3 December 2012. This report sets out our observations of the client money handling practices of issuers of over-the-counter (OTC) ...

Released 3 July 2019. Comments close 9 August 2019. This paper is for foreign financial services providers (FFSPs) that wish to provide financial ...

Released 29 November 2012. This report relates to the period from 4 May 2011 to 31 March 2012 (assessment period). Download REP 315 (PDF 230 KB) ...

Released 27 June 2019. Comments close 9 August 2019. This consultation paper seeks feedback on proposed market integrity rules for securities and ...

Released 22 November 2012. This assessment covers the period 2 July 2011 to 18 May 2012 (the assessment period). Download REP 314 (PDF 86 KB)   ...

Released 26 June 2019. Comments close 7 August 2019. This paper sets out ASIC’s proposals for guidance on exercising the product intervention power ...

Released 15 November 2012. This report highlights the key issues that arose out of the submissions received on Consultation Paper 178 Advertising ...

Released 4 June 2019. Comments closed 17 July 2019. This consultation paper seeks feedback on our proposal to address concerns about certain offers ...

Released 8 November 2012. This assessment covers the period 1 July 2011 to 30 June 2012 (the assessment period). Read REP 312 (PDF 122 KB)  

Released 15 March 2019. Comments closed 9 August 2019. This paper seeks feedback on our proposals to update our policy on the internal dispute ...