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CP-261 - CONSULTATION PAPER
CP 261 Remaking and repealing ASIC class orders on rights issue notifications and money market deposits

Released 15 June 2016. Comments due 15 July 2016. This consultation paper sets out ASIC’s proposals to remake a class order on rights issue ...

REP-261 - REPORT
REP 261 Response to submissions on CP 155 Prospectus disclosure: Improving disclosure for retail investors

Released 10 November 2011. This report highlights the key issues that arose out of the submissions received on Consultation Paper 155 Prospectus ...

RG-260 - REGULATORY GUIDE
RG 260 Communicating findings from audit files to directors, audit committees or senior managers

Issued 1 July 2022 This guide is for directors, audit committees and senior managers of companies, responsible entities or disclosing entities, and ...

CP-260 - CONSULTATION PAPER
CP 260 Further measures to facilitate innovation in financial services

Released 8 June 2016. Comments due 22 July 2016 This paper seeks feedback from financial technology businesses, financial services providers, ...

REP-260 - REPORT
REP 260 Market assessment report: NSX Ltd group

Released 8 November 2011. National Stock Exchange of Australia Limited, ACN 000 902 063 SIM Venture Securities Exchange Ltd, ACN 087 708 898 ...

info-260 - INFORMATION SHEET
FAQs: Timeframe for passing the financial adviser exam

This is Information Sheet 260 (INFO 260). It answers some frequently asked questions (FAQs) to help financial advisers who are existing providers ...

RG-259 - REGULATORY GUIDE
RG 259 Risk management systems of fund operators

Issued 6 October 2022 This guide is for Australian financial services (AFS) licensees that are responsible entities or corporate directors (fund ...

CP-259 - CONSULTATION PAPER
CP 259 Repealing ASIC class order on managed investment schemes: No issue required disclosure

Released 30 May 2016. Comments due 28 June 2016 This consultation paper sets out ASIC’s proposal to repeal a class order that we consider is no ...

REP-259 - REPORT
REP 259 Response to submissions on CP 140 Responsible entities: Financial requirements

Released 7 November 2011. This report highlights the key comments received in the submissions on Consultation Paper 140 Responsible entities: ...

INFO-259 - INFORMATION SHEET
Complying with the notify, investigate and remediate obligations

This is Information Sheet 259 (INFO 259). It is for: Australian financial services (AFS) licensees who provide personal advice to retail clients ...

Last updated: 20/10/2014 12:00