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INFO-211 - INFORMATION SHEET
Unfair contract term protections for small businesses

This is Information Sheet 211 (INFO 211). It explains how the law protects small businesses from unfair terms in contracts for financial products and ...

CP-210 - CONSULTATION PAPER
CP 210 Demutualisation approval procedure rules: Minimum member participation requirement

Released 11 June 2013. Comments closed 5 July 2013. This consultation paper sets out our proposals on the approach ASIC should take when ...

REP-210 - REPORT
REP 210 Response to submissions on CP 124 Duty to prevent insolvent trading: Guide for directors

Released 29 July 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 124 Duty to prevent ...

RG-210 - REGULATORY GUIDE
RG 210 Compensation and insurance arrangements for credit licensees

If you are a credit licensee (and not also regulated by APRA) you must have adequate arrangements in place for compensating consumers. The primary ...

INFO-210 - INFORMATION SHEET
Unfair contract term protections for consumers

This is Information Sheet 210 (INFO 210). It explains how the law protects consumers from unfair terms in contracts for financial products and ...

RG-209 - REGULATORY GUIDE
RG 209 Credit licensing: Responsible lending conduct

Issued 9 December 2019 This is a guide for credit licensees and credit applicants. It sets out ASIC’s views on what the responsible lending ...

CP-209 - CONSULTATION PAPER
CP 209 Resignation removal and replacement of auditors: Update to RG 26

Released 30 May 2013. Comments closed 30 August 2013. This consultation paper sets out ASIC’s proposals for updating our guidance in Regulatory ...

REP-209 - REPORT
REP 209 Market assessment report: London Metal Exchange Limited

Released 21 July 2010. This report summarises ASIC's third annual assessment of The London Metal Exchange Limited (LME) under s794C of the ...

INFO-209 - INFORMATION SHEET
Review of high-frequency trading and dark liquidity (2015)

This is Information Sheet 209 (INFO 209). It summarises the findings of REP 452 and the implications for investors and listed entities. On 26 ...

RG-208 - REGULATORY GUIDE
RG 208 How ASIC charges fees for credit relief applications

Issued 27 July 2020 This guide is for applicants for credit relief and their advisers. It describes our approach to charging fees for credit relief ...

Last updated: 20/10/2014 12:00