Released 19 May 2014. In this report, we publish the results of our review of the impact on market quality of the meaningful price improvement ...

Released 27 May 2014. This report sets out key observations from our review of the way in which listed entities and their advisers handle ...

Released 7 May 2014. This report relates to the period from 1 April 2012 to 31 March 2013 (assessment period). Download REP 392 (PDF 246 KB)  

Released 7 May 2014. This report provides an overview of ASIC’s commitment to reduce compliance costs for our regulated population, including ...

Released 17 April 2014. This report summarises the findings of our review of the risk management policies of Australian financial services (AFS) ...

Released 8 April 2014. This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and outcomes ...

Released 2 April 2014. This assessment covers the period 1 October 2012 to 30 September 2013 (the assessment period). Download REP 388 (PDF 131 ...

Released 20 March 2014. This report outlines the penalties available for a range of corporate wrongdoing under legislation administered by the ...

Released 19 March 2014. This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in ...

Released 3 March 2014. This report highlights the key issues that arose out of the submissions received on Consultation Paper 211 Facilitating ...