Find a regulatory document

1691 results found
REP-371 - REPORT
REP 371 Overview of decisions on relief applications (February to May 2013)

Released 19 September 2013. This is a report for participants in the capital markets and financial services industry who are prospective ...

CP-370 - CONSULTATION PAPER
CP 370 Proposed remake of the ASIC Derivative Trade Repository Rules 2013

Released 15 June 2023. Comments closed 6 July 2023. This consultation paper sets out our proposals to remake the ASIC Derivative Trade Repository ...

REP-370 - REPORT
REP 370 The Australian hedge funds sector and systemic risk

Released 10 September 2013. The purpose of this report is to provide an overview of the Australian hedge funds sector and to review the results of ...

CP-369 - CONSULTATION PAPER
CP 369 Remaking ASIC class orders on platforms: [CO 13/762] and [CO 13/763]

Released 28 March 2023. Comments close 28 April 2023. This consultation paper sets out ASIC’s proposals to remake our class orders on platforms. ...

REP-369 - REPORT
REP 369 Response to submissions on CP 210 Demutualisation approval procedure rules: Minimum member participation requirement

Released 30 August 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 210 ...

CP-368 - CONSULTATION PAPER
CP 368 Remaking ASIC class orders: [CO 13/519] and [CO 13/656]

Released 21 March 2023. Comments close 11 April 2023. This consultation paper sets out ASIC’s proposals to remake our class orders on changing ...

REP-368 - REPORT
REP 368 Emerging market issuers

Released 27 August 2013. This report sets out key observations from our review of publicly available information on entities listed on Australian ...

CP-367 - CONSULTATION PAPER
CP 367 Remaking ASIC class orders on financial requirements: [CO 13/760], [CO 13/761] and ASIC Instrument 2022/449

Released 3 March 2023. Comments close 31 March 2023. This consultation paper sets out ASIC’s proposals to remake our class orders on financial ...

REP-367 - REPORT
REP 367 Market assessment report: IMB Ltd

Released 14 August 2013. This assessment covers the period 25 February 2012 to 20 February 2013 (the assessment period). Download REP 367 (PDF ...

CP-366 - CONSULTATION PAPER
CP 366 Proposed amendments to the ASIC Derivative Transaction Rules (Clearing) 2015: Second consultation

Released 15 February 2023. Comments closed 29 March 2023. This consultation paper sets out our proposals to modify the contract types that are ...

Last updated: 20/10/2014 12:00