Find a regulatory document

1691 results found
REP-351 - REPORT
REP 351 Response to submissions on CP 176 Review of ASIC policy on platforms: Update to RG 148

Released 28 June 2013. This report highlights the key issues that arose out of the submissions ASIC received on Consultation Paper 176 Review of ...

CP-350 - CONSULTATION PAPER
CP 350 Consumer remediation: Further consultation

Released 17 November 2021. Comments closed 11 February 2022. This consultation paper is about our updated draft guidance on consumer remediation ...

REP-350 - REPORT
REP 350 Response to submissions on CP 193: Takeovers, compulsory acquisitions and substantial holdings

Released 21 June 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 193 Takeovers, ...

CP-349 - CONSULTATION PAPER
CP 349 Remaking ASIC class order on PDS requirements where a general insurance quote is given: [CO 11/842]

Released 15 November 2021. Comments closed 17 December 2021. This consultation paper sets out ASIC’s proposal to remake our class order on PDS ...

REP-349 - REPORT
REP 349 Market assessment report: Eurex Frankfurt AG

Released 5 June 2013. This assessment covers the period 2 March 2012 to 28 February 2013 (the assessment period). Download REP 349 (PDF 83 KB)   ...

CP-348 - CONSULTATION PAPER
CP 348 Extension of the CFD product intervention order

Released 18 October 2021. Comments closed 29 November 2021. This paper summarises ASIC’s analysis to date of the impact of its product intervention ...

REP-348 - REPORT
REP 348 Response to submissions on CP 190 Small business lending complaints: Update to RG 139

Released 13 June 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 190 Small business ...

CP-347 - CONSULTATION PAPER
CP 347 Proposed amendments to the prohibition on order incentives in the ASIC market integrity rules

Released 25 August 2021. Comments closed 3 November 2021. This paper sets out our proposal to amend the prohibition on order incentives in Part 5.4B ...

REP-347 - REPORT
REP 347 Response to submissions on CP 188 Managed investments: Constitutions (Updates to RG 134)

Released 5 June 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 188 Managed ...

CP-346 - CONSULTATION PAPER
CP 346 The hawking prohibition: Update to RG 38

Released 21 July 2021. Comments closed 18 August 2021. This consultation paper sets out ASIC's proposals for updating Regulatory Guide 38 The hawking ...

Last updated: 20/10/2014 12:00