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REP-326 - REPORT
REP 326 Market assessment report: NSX Group

Released 22 February 2013. National Stock Exchange of Australia Limited ACN 000 902 063 SIM Venture Securities Exchange Ltd ACN 087 708 898 This ...

CP-325 - CONSULTATION PAPER
CP 325 Product design and distribution obligations

Released 19 December 2019. Comments close 11 March 2020. This paper sets out ASIC’s proposals for guidance on the design and distribution obligations ...

REP-325 - REPORT
REP 325 Overview of decisions on relief applications: June to September 2012

Released 31 January 2013. This is a report for participants in the capital markets and financial services industry who are prospective applicants ...

CP-324 - CONSULTATION PAPER
CP 324 Product intervention: The sale of add-on financial products through caryard intermediaries

Released 1 October 2019. Comments close 12 November 2019. This consultation paper sets out ASIC’s proposal for using our product intervention power ...

REP-324 - REPORT
REP 324 Money market funds

Released 20 December 2012. This report summarises the findings of our review of money market funds in Australia, conducted in the 2011–12 ...

CP-323 - CONSULTATION PAPER
CP 323 Review of school banking programs

Released 30 September 2019. Comments close 31 October 2019. As the lead Australian Government agency for financial capability, ASIC is reviewing ...

REP-323 - REPORT
REP 323 Market assessment report: IMB Ltd

Released 19 December 2012. This assessment covers the period 26 February 2011 to 24 February 2012 (the assessment period). Download REP 323 (PDF ...

CP-322 - CONSULTATION PAPER
CP 322 Product intervention: OTC binary options and CFDs

Released 22 August 2019. Comments closed 1 October 2019. This paper sets out ASIC’s proposals to exercise its product intervention power in Pt 7.9A ...

REP-322 - REPORT
REP 322 Response to submissions on CP 186 Clearing and settlement facilities: International principles and cross border policy (Update to RG 211)

Released 18 December 2012. This report highlights the key issues that arose out of the submissions received to Consultation Paper 186 Clearing and ...

CP-321 - CONSULTATION PAPER
CP 321 Whistleblower policies

Released 7 August 2019. Comments close 18 September 2019. This consultation paper seeks feedback on our proposed guidance for entities that must have ...

Last updated: 20/10/2014 12:00