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REP-301 - REPORT
REP 301 Response to submissions on CP 174 Hedge funds: Improving disclosure (Further consultation)

Released 18 September 2012. This report highlights the key issues that arose out of the submissions received on Consultation Paper 174 Hedge ...

CP-300 - CONSULTATION PAPER
CP 300 Approval and oversight of compliance schemes for financial advisers

Released 15 May 2018. Comments close 28 June 2018. From 1 January 2020, each individual who is authorised to provide personal advice to retail ...

REP-300 - REPORT
REP 300 Review of early termination fees for residential loans entered into before 1 July 2011

Released 18 September 2012. This report sets out the findings from our review of early termination fees charged by lenders on residential loans ...

CP-299 - CONSULTATION PAPER
CP 299 Short selling: Naked short selling relief, position reporting amendments and sunsetting class orders

Released 14 May 2018. Comments closed 20 June 2018. This consultation paper seeks feedback from short sellers on our proposals to: grant legislative ...

REP-299 - REPORT
REP 299 ASIC enforcement outcomes: January to June 2012

Released 11 September 2012. This report outlines enforcement outcomes achieved by ASIC during the period 1 January 2012 to 30 June 2012. The report ...

CP-298 - CONSULTATION PAPER
CP 298 Oversight of the Australian Financial Complaints Authority: Update to RG 139

Released 5 March 2018. Comments close 6 April 2018. This consultation paper sets out our proposals for two aspects of our oversight role regarding ...

REP-298 - REPORT
REP 298 Adequacy of risk management systems of responsible entities

Released 10 September 2012. This report discusses the key findings of a proactive ASIC review of risk management systems of selected responsible ...

CP-297 - CONSULTATION PAPER
CP 297 Retaining ASIC’s fintech licensing exemption

Released 12 December 2017. Comments close 27 February 2018. This consultation paper seeks feedback on our financial technology (fintech) licensing ...

REP-297 - REPORT
REP 297 Insolvency statistics: External administrators reports (1 July 2011 to 30 June 2012)

Released 7 September 2012. This report presents statistical findings from reports lodged electronically by liquidators, receivers and voluntary ...

CP-296 - CONSULTATION PAPER
CP 296 Funds management

Released 26 October 2017. Comments close 8 December 2017. This consultation paper seeks feedback on our proposed guidance in relation to managed ...

Last updated: 20/10/2014 12:00