Released 31 May 2011. This is a report for prospective applicants for relief, including participants in capital markets, financial services ...

This is Information Sheet 241 (INFO 241). It is for trustees of regulated superannuation funds and their associates. This information sheet ...

This is Information Sheet 240 (INFO 240). It is for all Australian financial services (AFS) licence applicants. As a result of amendments to the ...

Issued 6 October 2022 This guide is for those involved in the issue and sale of hedge funds. It sets out our guidance for improved disclosure to ...

Released 1 October 2015 This consultation paper sets out ASIC’s proposals to remake our class orders relating to financial reporting into ASIC ...

Released 19 May 2011. This report was commissioned by ASIC’s Consumer Advisory Panel and produced by Susan Bell Research. It explores the social ...

This regulatory guide was withdrawn on 1 November 2012. See now RG 166 Licensing: Financial requirements.

Released 17 September 2015. Comments due 27 November 2015. This consultation paper seeks feedback on our proposals to make new legislative ...

Released 9 May 2011. This report summarises ASIC’s seventh annual assessment of Asia Pacific Exchange Limited (APX) under s794C of the ...

This is Information Sheet 239 (INFO 239). We value the people from inside companies and organisations who come to ASIC with reports of potential ...