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INFO-221 - INFORMATION SHEET
Internal audit

This is Information Sheet 221 (INFO 221). It provides guidance to assist organisations that are considering whether to have an internal audit ...

INFO-220 - INFORMATION SHEET
Managed investment schemes: Common registration issues

This content has been relocated - see Managed investment schemes: Common registration issues.

RG-220 - REGULATORY GUIDE
RG 220 Early termination fees for residential loans: Unconscionable fees and unfair contract terms

Issued 9 November 2023 This is a guide for lenders who provide home loans or residential investment loans (residential loans) regulated by the ...

CP-220 - CONSULTATION PAPER
CP 220 Fundraising: Facilitating offers of CHESS Depositary Interests

Released 28 May 2014. Comments closed 25 July 2014. This consultation paper is for foreign companies listed on Australian exchange markets, their ...

REP-220 - REPORT
REP 220 Market assessment report: Board of Trade of the City of Chicago Inc and Chicago Mercantile Exchange Inc

Released 30 November 2010. Board of Trade of the City of Chicago Inc. ARBN 110 594 459 Chicago Mercantile Exchange Inc. ARBN 103 432 391 This ...

RG-219 - REGULATORY GUIDE
RG 219 Non-standard margin lending facilities: Disclosure to investors

Issued 10 November 2010 This is a guide for providers, advisers and others involved with the issue of non-standard margin lending facilities. It ...

CP-219 - CONSULTATION PAPER
CP 219 Keeping superannuation websites up to date

Released 28 November 2013. Comments closed 3 February 2014. This consultation paper sets out ASIC’s proposals for how remuneration and other ...

REP-219 - REPORT
REP 219 Market assessment report: Reuters Transaction Services Limited

Released 30 November 2010. This report summarises ASIC’s sixth annual assessment of Reuters Transaction Services Limited (RTSL) under s794C of the ...

INFO-219 - INFORMATION SHEET
Evaluating distributed ledger technology

This is Information Sheet 219 (INFO 219). It is for both existing licensees and start-ups that are considering operating market infrastructure, or ...

RG-218 - REGULATORY GUIDE
RG 218 Licensing: Administrative action against persons engaging in credit activities

Issued 25 November 2010 This guide is for credit licensees and their representatives, as well as registered persons who engage in credit activities ...

Last updated: 20/10/2014 12:00