Issued 1 April 2020 Credit licensees must comply with the organisational competence obligation in s47(1)(f) of the National Credit Act and licence ...

Released 28 March 2013. Comments closed 1 May 2013. This consultation paper seeks feedback on our proposals to implement a derivative transaction ...

Released 11 July 2010. This report summarises the results of a ‘health check’, conducted by ASIC in 2009, on the contracts for difference (CFD) ...

This information sheet (INFO 205) was withdrawn on 8 December 2022. It has been replaced by Information Sheet 274 Tips for giving self-managed ...

Issued 1 April 2020 Credit licensees must comply with general conduct obligations: see s47(1) of the National Consumer Credit Protection Act ...

Issued 22 October 2020 This guide is for people who want to apply for an Australian credit licence that authorises them to engage in credit ...

Released 21 March 2013. Comments closed 3 May 2013. This paper sets out our proposals for regulatory requirements and guidance relating to the ...

Released 8 July 2010. This report highlights the issues that arose out of submissions received on Consultation Paper 131 Proposed ASIC Market ...

This is Information Sheet 204 (INFO 204). It explains our power to make orders to recover the expenses and costs of investigations we conduct. This ...

Issued 12 October 2017 This guide is for people who may engage in credit activities as defined in the National Consumer Credit Protection Act ...