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RG-195 - REGULATORY GUIDE
RG 195 Group purchasing bodies for insurance and risk products

Issued 29 June 2010 This is a guide for group purchasing bodies—that is, persons who arrange or hold risk management products to cover other ...

CP-195 - CONSULTATION PAPER
CP 195 Proposed amendments to ASIC market integrity rules - ASX 24 and FEX markets

Released 15 November 2012. Comments closed 21 December 2012. This consultation paper sets out our proposals for amending the ASIC Market Integrity ...

REP-195 - REPORT
REP 195 Response to submissions on CP 112 Dispute resolution requirements for credit and margin lending

Released 7 May 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 112 Dispute resolution ...

RG-194 - REGULATORY GUIDE
RG 194 Insurance requirements for registered liquidators (withdrawn)

This regulatory guide has been withdrawn (refer: 17-047MR). See now RG 258 Registered liquidators: Registration, disciplinary actions and insurance ...

CP-194 - CONSULTATION PAPER
CP 194 Financial requirements for custodial or depository service providers

Released 14 November 2012. Comments closed 14 January 2013. This consultation paper sets out ASIC’s proposed financial requirements for custodial or ...

REP-194 - REPORT
REP 194 Response to submissions on CP 120 Operators of clearing and settlement facilities

Released 20 April 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 120 Operators of ...

INFO-194 - INFORMATION SHEET
Protecting yourself when you supply goods and services on credit

This is Information Sheet 194 (INFO 194). Who is a creditor? You are a creditor of a company if the company owes you money. Usually, a creditor is ...

RG-193 - REGULATORY GUIDE
RG 193 Notification of directors’ interests in securities: Listed companies

Issued 27 June 2008 This guide provides information for directors of Australian listed publiccompanies about their obligations under s205G of the ...

CP-193 - CONSULTATION PAPER
CP 193 Takeovers compulsory acquisition and substantial holdings - Update of ASIC guidance

Released 14 November 2012. Comments closed 22 February 2013. This consultation paper seeks feedback on our proposal to update and consolidate a ...

REP-193 - REPORT
REP 193 Response to submissions on CP 125 Compensation requirements for credit licensees: Further consultation

Released 30 March 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 125 Compensation ...

Last updated: 20/10/2014 12:00