This is Information Sheet 193 (INFO 193). When do share registry disputes arise? A company providing share registry services generally acts as an ...

Issued 4 September 2018  This is a guide for trustees and managers of wholesale equity schemes and their advisers. It is particularly relevant to ...

Released 14 November 2012. Comments closed 30 November 2012. This consultation paper sets out proposed competency standards for auditors of ...

Released 11 March 2010. This report sets out key themes and issues identified by ASIC’s audit inspection program for 2008–09. We expect this ...

This is Information Sheet 192 (INFO 192). It explains what a company’s obligations are when maintaining an up-to-date record of its addresses on ...

This regulatory guide was withdrawn on 5 June 2009.

Released 23 October 2012. Comments closed 4 December 2012. This consultation paper is for: financial advisers who enter into ongoing fee ...

Released 26 February 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 115 Responsible ...

This is Information Sheet (INFO 191). What are unsolicited offers? Unsolicited offers are also known as ‘unexpected’ or ‘uninvited’ offers. Put ...

Reissued 25 July 2017 This is a guide for New Zealand and Australian issuers offering financial products or interests in managed or collective ...