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REP-356 - REPORT
REP 356 Response to submissions on CP 201: Derivative trade repositories

Released 11 July 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 201 Derivative trade ...

CP-355 - CONSULTATION PAPER
CP 355 Product intervention orders: Short term credit and continuing credit contracts

Released 9 December 2021. Comments closed 21 January 2022. This consultation paper sets out ASIC’s proposal to make, under Pt 7.9A of the ...

REP-355 - REPORT
REP 355 Market assessment report: BGC Partners Australia Pty Limited

Released 3 July 2013. This assessment covers the period 1 July 2011 to 30 June 2012 (the assessment period). Download REP 355 (PDF 194 KB)  

CP-354 - CONSULTATION PAPER
CP 354 ASIC relief for simple arrangements following a hardship notice: [CO 14/41]

Released 8 December 2021. Comments closed 1 February 2022. This consultation paper seeks feedback from interested stakeholders on whether ASIC ...

REP-354 - REPORT
REP 354 Market assessment report: London Metal Exchange

Released 3 July 2013. This assessment covers the period 11 April 2012 to 9 April 2013 (the assessment period). Download REP 354 (PDF 127 KB)  

CP-353 - CONSULTATION PAPER
CP 353 Proposed amendments to the ASIC Derivative Transaction Rules (Clearing) 2015

Released 6 December 2021. Comments closed 24 January 2022. This consultation paper sets out our proposals to modify the contract types that are ...

REP-353 - REPORT
REP 353 Further review of term deposits

Released 4 July 2013. This report is a follow up to Report 185 Review of term deposits (REP 185), released in February 2010, which set out the ...

CP-352 - CONSULTATION PAPER
CP 352 Communicating audit findings to directors, audit committees or senior managers

Released 2 December 2021. Comments closed 11 February 2022. The Australian Securities and Investments Commission Act 2001 (ASIC Act) allows the ...

REP-352 - REPORT
REP 352 Response to submissions on CP 194: Financial requirements for custodial or depository service providers

Released 28 June 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 194 Financial ...

CP-351 - CONSULTATION PAPER
CP 351 Superannuation forecasts: Update to relief and guidance

Released 18 November 2021. Comments closed 28 January 2022. This consultation paper set out ASIC’s proposals to amend our legislative instruments on ...

Last updated: 20/10/2014 12:00