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REP-331 - REPORT
REP 331 Dark liquidity and high-frequency trading

Released 18 March 2013. This report presents findings from the analytical work done by ASIC’s internal taskforces to assess the impact of dark ...

CP-330 - CONSULTATION PAPER
CP 330 Using the product intervention power: Continuing credit contracts

Released 9 July 2020. Comments close 6 August 2020. This consultation paper sets out ASIC’s proposal for using our product intervention power in Pt ...

REP-330 - REPORT
REP 330 Review of licensed credit assistance providers' monitoring and supervision of credit representatives

Released 13 March 2013. This report examines how large credit licensees (identified by the number of their authorised credit representatives), ...

CP-329 - CONSULTATION PAPER
CP 329 Implementing the Royal Commission recommendations: Advice fee consents and independence disclosure

Released 10 March 2020. Comments close 7 April 2020. This consultation paper is for persons who provide personal advice to retail clients, ...

REP-329 - REPORT
REP 329 Response to submissions on CP 191 FOFA: Approval of codes of conduct for exemption from opt-in requirement

Released 1 March 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 191 Future of ...

CP-328 - CONSULTATION PAPER
CP 328 Initial public offers: Relief for voluntary escrow arrangements and pre-prospectus communications

Released 24 February 2020. Comments closed 6 April 2020. This consultation paper is about reducing red tape for initial public offers (IPOs). It ...

REP-328 - REPORT
REP 328 Response to submissions on CP 189 Future of Financial Advice: Conflicted remuneration

Released 4 March 2013. This report highlights the key issues that arose out of the submissions received on Consultation Paper 189 Future of ...

CP-327 - CONSULTATION PAPER
CP 327 Implementing the Royal Commission recommendations: Mortgage brokers and the best interests duty

Released 20 February 2020. Comments closed 20 March 2020. This consultation paper sets out ASIC's proposals for guidance on reforms relating to ...

REP-327 - REPORT
REP 327 ASIC supervision of markets and participants: July to December 2012

Released 26 February 2013. This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in ...

CP-326 - CONSULTATION PAPER
CP 326 Chapter 6 relief for share transfers using s444GA of the Corporations Act

Released 16 January 2020. Comments close 28 February 2020. This consultation paper seeks feedback about the circumstances in which ASIC will grant ...

Last updated: 20/10/2014 12:00