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REP-306 - REPORT
REP 306 Market assessment report: Eurex Frankfurt AG

Released 9 October 2012. This assessment covers the period 4 March 2011 to 1 March 2012 (the assessment period). Download REP 306 (PDF 81 KB)   ...

CP-305 - CONSULTATION PAPER
CP 305 Organisational competence requirements for advice licensees: Update to RG 105

Released 8 November 2018. Comments close 6 December 2018. This consultation paper seeks your feedback on our proposals for updating Regulatory Guide ...

REP-305 - REPORT
REP 305 Market assessment report: London Metal Exchange Limited

Released 3 October 2012. This assessment covers the period 2 April 2011 to 10 April 2012 (the assessment period). Download REP 305 (PDF 84 KB)   ...

CP-304 - CONSULTATION PAPER
CP 304 Remaking ASIC class order on share and interest purchase plans: [CO 09/425]

Released 2 October 2018. Comments close 2 November 2018. This consultation paper sets out ASIC’s proposal to remake our class order on share and ...

REP-304 - REPORT
REP 304 Market assessment report: ICE Futures Europe

Released 3 October 2012. This assessment covers the period 9 February 2011 to 8 February 2012 (the assessment period). Download REP 304 (PDF 82 ...

CP-303 - CONSULTATION PAPER
CP 303 Credit cards: Responsible lending assessments

Released 4 July 2018. Comments close 31 July 2018 This consultation paper is for Australian credit licensees (licensees) that are credit providers ...

REP-303 - REPORT
REP 303 Overview of decisions on relief applications: February to May 2012

Released 28 September 2012. This is a report for participants in the capital markets and financial services industry who are prospective ...

CP-302 - CONSULTATION PAPER
CP 302 Proposed changes to ASIC’s capital requirements for market participants

Released 4 July 2018. Comments closed 15 August 2018 This consultation paper sets out our proposed changes to the ASIC Market Integrity Rules ...

REP-302 - REPORT
REP 302 Short selling: Post-implementation review

Released 24 September 2012. This report considers the impact of certain regulatory measures concerning the short selling of shares, which ASIC ...

CP-301 - CONSULTATION PAPER
CP 301 Foreign financial services providers

This consultation paper is for foreign financial services providers (FFSPs) and other relevant stakeholders, such as users of the services provided ...

Last updated: 20/10/2014 12:00