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RG-238 - REGULATORY GUIDE
RG 238 Suspicious activity reporting

Issued 20 November 2015 This regulatory guide was superseded on 4 May 2018 by RG 265 and RG 266.

CP-238 - CONSULTATION PAPER
CP 238 Remaking ASIC class order on employee redundancy funds: [CO 02/314]

Released 4 September 2015. Comments due 2 October 2015. This consultation paper sets out ASIC’s proposals to remake our class order on employee ...

REP-238 - REPORT
REP 238 Response to submissions on Consultation Paper 148 Proposed market integrity rules: Chi X market

Released 29 April 2011. This report highlights the key issues that arose out of the submissions received on Consultation Paper 148 Proposed market ...

INFO-238 - INFORMATION SHEET
Whistleblower rights and protections

This is Information Sheet 238 (INFO 238). It explains: who is a whistleblower under the law how a whistleblower can access the legal rights and ...

RG-237 - REGULATORY GUIDE
RG 237 Trustee companies: Transfer determinations by ASIC

Issued 5 June 2012 This guide is for licensed trustee companies providing traditional trustee company services that are seeking to transfer the ...

CP-237 - CONSULTATION PAPER
CP 237 Remaking ASIC class orders on real estate companies: [CO 00/213] and [CO 05/1243]

Released 26 August 2015. Comments due 23 September 2015. This consultation paper sets out ASIC’s proposals to remake our class orders relating to ...

REP-237 - REPORT
REP 237 Response to submissions on Consultation Paper 145 Australian equity market structure: Proposals

Released 29 April 2011. This report highlights the key issues that arose out of the submissions received on Consultation Paper 145 Australian ...

INFO-237 - INFORMATION SHEET
Protecting against share sale fraud

This is Information Sheet 237 (INFO 237). It gives guidance to AFS licensees about how they can mitigate the risks to their clients and business of ...

INFO-236 - INFORMATION SHEET
Dispute resolution for Indigenous corporations

This is Information Sheet 236 (INFO 236). It explains what rights members have in Indigenous not-for-profits or charities that are set up as ...

RG-236 - REGULATORY GUIDE
RG 236 Do I need an AFS licence to participate in carbon markets?

Issued 20 May 2015 This guide is for those who are involved in carbon abatement activities and who enter into carbon abatement contracts related to ...

Last updated: 20/10/2014 12:00